SEC Filings
| Filing | Description | Date Filed | Size  |
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|---|---|---|---|---|---|---|---|
| REGDEX | form regdex | Oct 27, 2005 | 0.0 KB | ||||
| CERTNAS | national exchange activity | Sep 20, 2006 | 0.0 KB | ||||
| EFFECT | effectiveness order | Sep 21, 2006 | 0.0 KB | ||||
| 3 | richter david j | Sep 21, 2006 | 18.9 KB | ||||
| 3 | brailean james c | Jul 2, 2008 | 23.6 KB | ||||
| 3 | rodli eric | Jul 16, 2008 | 18.7 KB | ||||
| 3 | mcgurk christopher | Sep 21, 2006 | 19.3 KB | ||||
| 4 | greenhall, r jordan | Sep 19, 2007 | 22.5 KB | ||||
| 3 | halvorson dan l | Jun 20, 2007 | 19.7 KB | ||||
| 3 | vieux alex | Mar 16, 2009 | 19.3 KB | ||||
| 4 | hell, kevin | Apr 24, 2007 | 22.1 KB | ||||
| 3 | gerson fred | Sep 21, 2006 | 19.4 KB | ||||
| 4 | tanner, john a | Apr 24, 2007 | 22.2 KB | ||||
| 4 | gerson, fred | May 4, 2007 | 22.0 KB | ||||
| 4 | richter, david j | Nov 14, 2007 | 22.4 KB | ||||
| 4 | hell, kevin | Jun 26, 2007 | 22.1 KB | ||||
| 3 | tanner john a | Sep 21, 2006 | 19.6 KB | ||||
| 4 | hell, kevin | May 24, 2007 | 22.2 KB | ||||
| 4 | hell, kevin | Aug 23, 2007 | 22.2 KB | ||||
| 4 | richter, david j | Apr 24, 2007 | 22.2 KB | ||||
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